REPORT
Ethics in biomedical and social science
research
Anil Pilgaokar
Bashir
Mamdani
When research
entails living beings, ethical considerations are paramount. As research is
always a result of careful planning, the process must include consideration of
the ethical dimension as much as the scientific merit of the project. The
contemporary concept of health includes physical as well as social and spiritual
dimensions. Therefore the Tata Institute of Social Sciences (TISS) hosted a
workshop on ethics in biomedical and social science research on February 12,
1999, in Mumbai, in collaboration with Johns Hopkins University (JHU), USA and
International Institute of Population Sciences (IIPS), Mumbai
Presentations
included a discussion of the four major principles of biomedical ethics: patient
autonomy, non-malfeasance, beneficence, and justice. Just as physicians have a
Hippocratic Oath that governs their practice of medicine, researchers must adopt
a research code of conduct that incorporates ethical principles and behaviour,
spelling out the do’s and don'ts with suitable penalties for transgressions.
One study reported on the household and community response to HIV. Other
subjects discussed included the practice of informed consent in surveys such as
the National Family Health Survey (I & II), vulnerability of low socio-
economic groups with their lack of power and dependency. One presenter focused
on research in maternal and child health at the community level and problems
resulting from the prevalent practice of the mother returning to her natal
family for delivery and subsequent return to her husband creating a break in
continuity of care and follow up.
Others addressed accountability and
sensitivity on the part of the researcher, the double edged role of the media,
the inherent conflict between the social activist and the scientific community
and balancing the needs of the community versus the individual in
research.
Dr HR Juneja from Institute for Research in Reproduction, of ICMR,
reviewed the manner in which ICMR guidelines on ethics in biomedical and social
science research were developed. He related the process of soliciting comments
about the proposed guidelines including open forums at various sites throughout
India with advance media notification and specific invitations. Yet there was
widespread criticism from physicians, institutions and NGOs after the guidelines
were published. (the full guidelines are available on the Internet at
http:www.healthlibrary.com).
Dr Nancy Kass from JHU discussed the CIOMS
guidelines on clinical research focussing on informed consent, the ethical
review process, and the obligations of the sponsors of research particularly for
multi-national research and differing cultural perspectives in multinational and
multi-cultural research. Dr Bollinger of the JHU reviewed the process of
planning and implementing multinational research from formulating a proposal,
selecting participating institutions in the target country, local IRB approval,
international expert review, governmental review and approval to final
implementation of the research protocol. The process, entailing extensive review
at every step with feedback and modifications, may take two years or more. This
highlights the attention to detail, both technical and ethical.
With the wide
range of topics discussed, it was perhaps surprising that the hour-long, open
forum at the end of the workshop focused almost exclusively on issues pertaining
to informed consent. Some of the views expressed regarding informed consent had
to do with how often the subjects really understand the issues. Some found
written informed consent to be primarily an administrative chore, while others
felt that consent could be assumed. One participant described her experience of
prospective subjects who eagerly discussed the research project and would have
participated but would not agree to sign a consent form. This practice appears
to be a misperception of what the signature on a consent form implies, and
raises the obvious question of how “informed” the “informed consent” really.
was! Another described how participants looked on the written consent as a legal
obligation to complete the study and pushed themselves to do so when withdrawal
from the study would have been more logical.
At the workshop, research teams
from the National AIDS Research Institute, Pune and JHU reported some
interesting facts related to informed consent. JHU requires a written informed
consent from research subjects. When the research team concluded that written
consent compromised patient/ participant confidentiality as the consent form was
written proof of the disease, they successfully convinced their Institutional
Review Board to waive the requirement for the written consent.
Advocate Anand
Grover from the Lawyers Collective parsed the word consent as “con” which means
an attempt at establishing parity in the unequal relationship between the
researcher and the subject. The intense concern with the subject of informed
consent suggests that it would be an appropriate topic for a future issue of
IME.
Anil Pilgaokar,34-B, Naushir Bharucha
Road, Mumbai 400 007
Bashir Mamdani, 6/7, Gulmohar
Galaxy, Plot#104, Viman Nagar, Pune 411 014